Seneca College of Applied Arts and Technology|
1750 Finch Avenue East
Toronto, Ontario M2J 2X5
Tel: (416) 491-5050
Fax: (416) 492-9243
|School:||Seneca College of Applied Arts and Technology|
|Field of Study:||
Investments and Securities
|Description:||Compliance administration is a fast growing field in the financial services industry. Monitoring the activities of securities and mutual fund dealers to ensure that they are working in the best interests of their clients is now recognized as a core requirement for all financial institutions. The development and administration of risk management programs that ensure financial institutions are in compliance with government anti-money laundering and terrorist-financing regulatory programs is becoming increasingly important in the emerging marketplace of global financial transactions. Compliance is the critical first step in fraud prevention.
In this program, you will take courses that will enable you to qualify for the Canadian Securities Course (CSC) licensing examinations. As a student, you will register with the CSI at an additional cost.
|Website:||Financial Services Compliance Administration at Seneca College of Applied Arts and Technology|
|Cost per year:||
* We make every attempt to provide accurate information on prerequisites, programs, and tuition. However, this information is subject to change without notice and we highly recommend that you contact the school to confirm important information before applying.
Program Updated Tuesday, October 02, 2012