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| | Financial Services Compliance Administration | | |
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| School | Seneca Polytechnic - Graduate Programs | | |
| Location | Toronto, ON, Canada | | |
| School Type | Graduate School | | |
| School Size | | | |
| Degree | Certificate | | |
| Honours | | | |
| Co-op | | | |
| Length | 8 Month(s) | | |
| Entry Grade (%)* | | | |
| Prerequisites | | | |
| Prerequisites Notes | Applicants must have a degree or diploma from a recognized college/university or mature student with three to five years of documented work experience in a related field including references for relevant work experience, and must be proficient in English at the college level. | | |
| Cost | | | |
| Scholarships | | | |
| Description | If topics such as law, politics, international relations and global finance have interested you, and you're looking for a challenging and rewarding career with one of Canada's financial services institutions or with a government regulatory agency, consider the graduate certificate program in Financial Services Compliance Administration.
Compliance administration is a fast growing field in the financial services industry. Monitoring the activities of securities and mutual fund dealers to ensure that they are working in the best interests of their clients is now recognized as a core requirement for all financial institutions. The development and administration of risk management programs that ensure financial institutions are in compliance with government anti-money laundering and terrorist-financing regulatory programs is becoming increasingly important in the emerging marketplace of global financial transactions. Compliance is the critical first step in fraud prevention.
All students are required to complete a compliance administration field placement with a financial services institution as part of their program requirements. A field placement coordinator works with students to match them with placement opportunities within financial services institutions.
The program will prepare graduates to work in the increasingly important area of regulatory compliance in the financial services industry. There are career opportunities in the banking, insurance and securities sectors.
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*We make every attempt to provide accurate information on prerequisites, programs, and tuition. However, this information is subject to change without notice and we highly recommend that you contact the school to confirm important information before applying.
